Hyperbolic Geometry Notes #5 – Mostow Rigidity

1. Mostow Rigidity

For hyperbolic surfaces, Moduli space is quite large and complicated. However, in three dimensions Moduli space is trivial:

Theorem 1 If ${f: M\rightarrow N}$ is a homotopy equivalence of closed hyperbolic ${n}$ manifolds with ${n\ge 3}$ , then ${f}$ is homotopic to an isometry.

In other words, Moduli space is a single point.

This post will go through the proof of Mostow rigidity. Unfortunately, the proof just doesn’t work as well on paper as it does in person, especially in the later sections.

1.1. Part 1

First we need a definition familiar to geometric group theorists: a map between metric spaces (not necessarily Riemannian manifolds) ${f: (X, d_X) \rightarrow (Y, d_Y)}$ is a ${(k,\epsilon)}$ quasi-isometry if for all ${p,q \in X}$ , we have

$\displaystyle \frac{1}{k} d_X(p,q) - \epsilon \le d_Y(f(p), f(q)) \le k d_X(p,q) + \epsilon$

Without the ${\epsilon}$ term, ${f}$ would be called bilipschitz.

First, we observe that if ${f: M \rightarrow N}$ is a homotopy equivalence, then ${f}$ lifts to a map ${\tilde{f} : \tilde{M} \rightarrow \tilde{N}}$ in the sense that ${\tilde{f}}$ is equivariant with respect to ${\pi_1(M) \cong \pi_1(N)}$ (thought of as the desk groups of ${\tilde{M}}$ and ${\tilde{N}}$ , so for all ${\alpha \in \pi_1(M)}$ , we have ${\tilde{f} \circ \alpha = f_*(\alpha) \circ \tilde{f}}$ .

Now suppose that ${M}$ and ${N}$ are hyperbolic. Then we can lift the Riemannian metric to the covers, so ${\pi_1(M)}$ and ${\pi_1(N)}$ are specific discrete subgroups in ${\mathrm{Isom}(\mathbb{H}^n)}$ , and ${\tilde{f}}$ maps ${\mathbb{H}^n \rightarrow \mathbb{H}^n}$ equivariantly with respect to ${\pi_1(M)}$ and ${\pi_1(N)}$ .

Lemma 2 ${\tilde{f}}$ is a quasi-isometry.

Proof: Since ${f}$ is a homotopy equivalence, there is a ${g:N \rightarrow M}$ such that ${g\circ f \simeq \mathrm{id}_M}$ . Perturbing slightly, we may assume that ${f}$ and ${g}$ are smooth, and as ${M}$ and ${N}$ are compact, there exists a constant ${k}$ such that ${\sup_{x\in M} \Vert \mathrm{d}f \Vert \le k}$ and ${\sup_{x \in N} \Vert \mathrm{d}g \Vert \le k}$ . In other words, paths in ${M}$ and ${N}$ are stretched by a factor of at most ${k}$ : for any path ${\gamma \in M}$ , ${\mathrm{length}(f(\gamma)) \le k \mathrm{length}(\gamma)}$ . The same is true for ${g}$ going in the other direction, and because we can lift the metric, the same is true for the universal covers: for any path ${\gamma \in \tilde{M} = \mathbb{H}^n}$ , ${\mathrm{length}(\tilde{f}(\gamma)) \le k \mathrm{length}(\gamma)}$ , and similarly for ${\tilde{g}}$ .

Thus, for any ${p,q}$ in the universal cover ${\mathbb{H}^n}$ ,

$\displaystyle d(\tilde{f}(p), \tilde{f}(q)) \le k d(p,q).$

and

$\displaystyle d(\tilde{g}(p), \tilde{g}(q)) \le k d(p,q).$

We see, then, that ${\tilde{f}}$ is Lipschitz in one direction. We only need the ${\epsilon}$ for the other side.

Since ${g \circ f \simeq \mathrm{id_{\mathbb{H}^n}}}$ , we lift it to get an equivariant lift ${\widetilde{g\circ f} = \tilde{g}\circ \tilde{f} \simeq \mathrm{id}}$ For any point ${p}$ , the homotopy between ${\tilde{g}\circ \tilde{f}}$ gives a path between ${p}$ and ${(\tilde{g}\circ \tilde{f})(p)}$ . Since this is a lift of the homotopy downstairs, this path must have bounded length, which we will call ${\delta}$ . Thus,

$\displaystyle d(\tilde{g}\circ \tilde{f}(p), p) \le \delta$

Putting these facts together, for any ${p,q}$ in ${\mathbb{H}^n}$ ,

$\displaystyle d(\tilde{g}\circ \tilde{f}(p), \tilde{g}\circ\tilde{f}(q)) \le k d(\tilde{f}(p),\tilde{f}(q)).$

And

$\displaystyle d(\tilde{g}\circ \tilde{f}(p), p) \le \delta, \qquad d(\tilde{g}\circ \tilde{f}(q), q) \le \delta$

By the triangle inequality,

$\displaystyle \frac{1}{k} d(p,q) -\frac{2\delta}{k} \le \frac{1}{k}d(\tilde{g}\circ \tilde{f}(p), \tilde{g}\circ\tilde{f}(q)) \le d(\tilde{f}(p),\tilde{f}(q))$

This is the left half of the quasi-isometry definition, so we have shown that ${\tilde{f}}$ is a quasi-isometry. $\Box$

Notice that the above proof didn’t use anything hyperbolic—all we needed was that ${f}$ and ${g}$ are Lipschitz.

Our next step is to prove that a quasi-isometry of hyperbolic space extends to a continuous map on the boundary. The boundary of hyperbolic space is best thought of as the boundary of the disk in the Poincare model.

Lemma 3 A ${(k,\epsilon)}$ quasi-isometry ${\mathbb{H}^n \rightarrow \mathbb{H}^n}$ extends to a continuous map on the boundary ${\partial f:\mathbb{H}^n \cup \partial S_\infty^{n-1} \rightarrow \mathbb{H}^n \cup S_\infty^{n-1}}$ .

The basic idea is that given a geodesic, it maps under ${f}$ to a path that is uniformly close to a geodesic, so we map the endpoints of the first geodesic to the endpoints of the second. We first need a sublemma:

Lemma 4 Take a geodesic and two points ${x}$ and ${y}$ a distance ${t}$ apart on it. Draw two perpendicular geodesic segments of length ${s}$ from ${x}$ and ${y}$ . Draw a line ${l}$ between the endpoints of these segments such that ${l}$ has constant distance from the geodesic. Then the length of ${l}$ is linear in ${t}$ and exponential in ${s}$ .

Proof: Here is a representative picture:

So we see that ${\frac{d}{ds} \mathrm{area} (R_s) = l_s}$ . By Gauss-Bonnet,

$\displaystyle -\mathrm{area}(R_s) + 2\pi + \kappa \cdot l_s = 2\pi$

Where the ${2\pi}$ on the left is the sum of the turning angles, and ${\kappa}$ is the geodesic curvature of the segment ${l_s}$ . What is this geodesic curvature ${\kappa}$ ? If we imagine increasing ${s}$ , then the derivative of the length ${l_s}$ with respect to ${s}$ is the geodesic curvature ${\kappa}$ times the length ${l_s}$ , i.e.

$\displaystyle \kappa \cdot l_s = \frac{d}{ds} l_s$

So ${\kappa \cdot l_s = \frac{d^s}{ds^2} \mathrm{area}(R_s)}$ . Therefore, by the Gauss-Bonnet equality,

$\displaystyle \frac{d^2}{ds^2} \mathrm{area}(R_s) - \mathrm{area}(R_s) = 0$

so ${\mathrm{area}(R_s) = \cosh(s)}$ . Therefore, ${l_s = \sinh(s)}$ , which proves the lemma

$\Box$

With this lemma in hand, we move on the next sublemma:

Lemma 5 If ${\tilde{f}: \mathbb{H}^n \rightarrow \mathbb{H}^n}$ is a ${(k,\epsilon)}$ quasi-isometry, there is a constant ${C}$ depending only on ${k}$ and ${\epsilon}$ such that for all ${r}$ on the geodesic from ${p}$ to ${q}$ in ${\mathbb{H}^n}$ , ${\tilde{f}(r)}$ is distance less than ${C}$ from any geodesic from ${\tilde{f}(p)}$ to ${\tilde{f}(q)}$ .

Proof: Fix some ${C}$ , and suppose the image ${\tilde{f}(\gamma)}$ of the geodesic ${\gamma}$ from ${p}$ to ${q}$ goes outside a ${C}$ neighborhood of the geodesic ${\beta}$ from ${\tilde{f}(p)}$ to ${\tilde{f}(q)}$ . That is, there is some segment ${\sigma}$ on ${\gamma}$ between the points ${r}$ and ${s}$ such that ${\tilde{f}(\sigma)}$ maps completely outside the ${C}$ neighborhood.

Let’s look at the nearest point projection ${\pi}$ from ${\tilde{f}(\sigma)}$ to ${\beta}$ . By the above lemma, ${\mathrm{length}(\pi(\tilde{f}(\sigma))) \le e^{-C} \mathrm{length}(\tilde{f}(\sigma))}$ . Thus means that

$\displaystyle d(\tilde{f}(r), \tilde{f}(s)) \le 2C + e^{-C} \mathrm{length}(\tilde{f}(\sigma)).$

On the other hand, because ${\tilde{f}}$ is a quasi-isometry,

$\displaystyle \mathrm{length}(\tilde{f}(\sigma)) \le k \mathrm{length}(\sigma) + \epsilon = k d(r,s) + \epsilon$

and

$\displaystyle d(\tilde{f}(r), \tilde{f}(s)) \ge \frac{1}{k} d(r,s) - \epsilon$

So we have

$\displaystyle \frac{1}{k} d(r,s) + \epsilon \le 2C + e^{-C}(k d(r,s) + \epsilon)$

Which implies that

$\displaystyle d(r,s) \le \frac{2Ck + k\epsilon + ke^{-C}\epsilon}{1-k^2e^{-c}}$

That is, the length of the offending path ${\sigma}$ is uniformly bounded. Thus, increase ${C}$ by ${k}$ times this length plus ${\epsilon}$ , and every offending path will now be inside the new ${C}$ neighborhood of ${\beta}$ . $\Box$

The last lemma says that the image under ${\tilde{f}}$ of a geodesic segment is uniformly close to an actual geodesic. Now suppose that we have an infinite geodesic in ${\mathbb{H}^n}$ . Take geodesic segments with endpoints going off to infinity. There is a subsequence of the endpoints converging to a pair on the boundary. This is because the visual distance between successive pairs of endspoints goes to zero. That is, we have extended ${\tilde{f}}$ to a map ${\tilde{f} : S_\infty^{n-1} \times S_\infty^{n-1} / \Delta \rightarrow S_\infty^{n-1} \times S_\infty^{n-1} / \Delta}$ , where ${\Delta}$ is the diagonal ${\{(x,x)\}}$ . This map is actually continuous, since by the same argument geodesics with endpoints visually close map (uniformly close) to geodesics with visually close endpoints.

1.2. Part 2

Now we know that a quasi-isometry ${\tilde{f} : \mathbb{H}^n \rightarrow \mathbb{H}^n}$ extends continuously to the boundary of hyperbolic space. We will end up showing that ${\partial \tilde{f}}$ is conformal, which will give us the theorem.

We now introduce the Gromov norm. if ${X}$ is a topological space, then singular chain complex ${C_i(X) \otimes \mathbb{R}}$ is a real vector space with basis the continuous maps ${\Delta^i \rightarrow X}$ . We define a norm on ${C_i(X)}$ as the ${L^1}$ norm:

$\displaystyle \Vert \sum t_n \sigma_n \Vert = \sum_n | t_n|$

This defines a pseudonorm (the Gromov norm) on ${H_i(X;\mathbb{R})}$ by:

$\displaystyle \Vert \alpha \Vert_{\mathrm{Gromov}} = \inf_{[\sum t_n \sigma_n] = \alpha} \sum_n |t_n|$

This (pseudo) norm has some nice properties:

Lemma 6 If ${f:X\rightarrow Y}$ is continuous, and ${\alpha \in H_n(X;\mathbb{R})}$ , then ${\Vert f_*(\alpha) \Vert_Y \le \Vert \alpha \Vert_X}$ .

Proof: If ${\sum_n t_n \sigma_n}$ represents ${\alpha}$ , then ${\sum_n t_n (f\circ \sigma_n)}$ represents ${f_*(\alpha)}$ . $\Box$

Thus, we see that if ${f}$ is a homotopy equivalence, then ${\Vert f_*(\alpha) \Vert = \Vert \alpha \Vert}$ .

If ${M}$ is a closed orientable manifold, then we define the Gromov norm of ${M}$ to be the Gromov norm ${\Vert M \Vert = \Vert [M] \Vert}$ .

Here is an example: if ${M}$ admits a self map of degree ${d>1}$ , then ${\Vert M \Vert = 0}$ . This is because we can let ${C}$ represent ${[M]}$ , so ${f_*[M] = \deg(f) [M]}$ , so ${\frac{1}{\deg(f)} f_*C}$ represents ${[M]}$ . Thus ${\Vert M \Vert = \Vert \frac{1}{\deg(f)} f_*C \Vert \le \frac{1}{\deg(f)}\Vert C\Vert}$ . Notice that we can repeat the composition with ${f}$ to get that ${\Vert M\Vert}$ is as small as we’d like, so it must be zero.

Theorem 7 (Gromov) Let ${M^n}$ be a closed oriented hyperbolic ${n}$ -manifold. Then ${\Vert M \Vert = \frac{\mathrm{vol}(M)}{\nu_n}}$ . Where ${\nu_n}$ is a constant depending only on ${n}$ .

We now go through the proof of this theorem. First, we need to know how to straighten chains:

Lemma 8 There is a map ${\mathrm{str} : C_n(\mathbb{H}^n) \rightarrow G^g(\mathbb{H}^n)}$ (the second complex is totally geodesic simplices) which is ${\mathrm{Isom}(\mathbb{H}^n)}$ -equivariant and ${\mathrm{Isom}^+(\mathbb{H}^n)}$ – equivariantly homotopic to ${\mathrm{id}}$ .

Proof: In the hyperboloid model, we imagine a simplex mapping in to ${\mathbb{H}^n}$ . In ${\mathbb{R}^{n+1}}$ , we can connect its vertices with straight lines, faces, etc. These project to being totally geodesics in the hyperboloid. We can move the original simplex to this straightened one via linear homotopy in ${\mathbb{R}^n}$ ; now project this homotopy to ${\mathbb{H}^n}$ . $\Box$

Now, if ${\sum t_i \sigma_i}$ represents ${[M]}$ , then we can straighten the simplices, so ${\sum t_i \sigma_t^g}$ represents ${[M]}$ , and ${\Vert \sum t_i \sigma_i\Vert \le \Vert \sum t_i \sigma_t^g \Vert}$ , so when finding the Gromov norm ${\Vert M \Vert}$ it suffices to consider geodesic simplices. Notice that every point has finitely many preimages, and total degree is 1, so for any point ${p}$ , ${\sum_{q\in \sigma^{-1}(p)} t_i (\pm 1) = 1}$ .

Next, we observe:

Lemma 9 If given a chain ${\sum t_i \sigma_i}$ , there is a collection ${t_i' \in \mathbb{Q}}$ such that ${|t_i - t_i'| < \epsilon}$ and ${\sum t_i' \sigma_i}$ is a cycle homologous to ${\sum t_i \sigma_i}$ .

Proof: We are looking at a real vector space of coefficients, and the equations defining what it means to be a cycle are rational. Rational points are therefore dense in it. $\Box$

By the lemma, there is an integral cycle ${\sum n_i \sigma_i = N[M]}$ , where ${N}$ is some constant. We create a simplicial complex by gluing these simplices together, and this complex comes together with a map to ${M}$ . Make it smooth. Now by the fact above, ${\sum n_i (\pm 1) = N}$ , so ${\sum t_i (\pm 1) = 1}$ . Then

$\displaystyle \int_M \sum_{q\in \sigma^{-1}(p)} t_i (\pm 1) dp = \mathrm{vol}(M)$

on the one hand, and on the other hand,

$\displaystyle \int_M \sum_{q\in \sigma^{-1}(p)} t_i (\pm 1) dp = \sum_i t_i \int_{\sigma_i(\Delta)}dp = \sum_i t_i \mathrm{vol}(\sigma_i(\Delta))$

The volume on the right is at most ${\nu_n}$ , the volume of an ideal ${n}$ simplex, so we have that

$\displaystyle \sum_i | t_i | \ge \frac{\mathrm{vol}(M)}{\nu_n}$

i.e.

$\displaystyle \Vert M \Vert \ge \frac{\mathrm{vol}(M)}{\nu_n}$

This gives the lower bound in the theorem. To get an upper bound, we need to exhibit a chain representing ${[M]}$ with all the simplices mapping with degree 1, such that the volume of each image simplex is at least ${\nu_n - \epsilon}$ .

We now go through the construction of this chain. Set ${L >> 0}$ , and fix a fundamental domain ${D}$ for ${M}$ , so ${\mathbb{H}^n}$ is tiled by translates of ${D}$ . Let ${S_{g_1, \cdot, g_{n+1}}}$ be the set of all simplices with side lengths ${\ge L}$ with vertices in a particular ${(n+1)}$ -tuple of fundamental domains ${(g_1D, \cdots g_{n+1}D)}$ . Pick ${\Delta_{g_1, \cdot, g_{n+1}}}$ to be a geodesic simplex with vertices ${g_1p, \cdots, g_2p, \cdots g_{n+1}p}$ , and let ${\Delta^M(g_1; \cdots; g_{n+1})}$ be the image of ${\Delta_{g_1, \cdot, g_{n+1}}}$ under the projection. This only depends on ${g_1, \cdots, g_{n+1}}$ up to the deck group of ${M}$ .

Now define the chain:

$\displaystyle C_L = \sum_{(g_1; \cdots; g_{n+1})} \pm \mu(S_{g_1, \cdot, g_{n+1}}) \Delta^M(g_1; \cdots; g_{n+1})$

With the ${\pm}$ to make it orientation-preserving, and where ${\mu}$ is an ${\mathrm{Isom}(\mathbb{H}^n)}$ -invariant measure on the space of regular simplices of side length ${L}$ . If the diameter of ${D}$ is ${d}$ every simplex with ${\mu(S_{g_1, \cdot, g_{n+1}}) \ne 0}$ has edge length in ${[L - 2d, L+2d]}$ , so:

The volume of each simplex is ${\ge \nu_n - \epsilon}$ if ${L}$ is large enough.
${C_L}$ is finite — fix a fundamental domain; then there are only finitely many other fundamental domains in ${[L-2d, L+2d]}$ .

Therefore, we just need to know that ${C_L}$ is a cycle representing ${[M]}$ : to see this, observe that every for every face of every simplex, there is an equal weight assigned to a collection of simplices on the front and back of the face, so the boundary is zero.

By the equality above, then,

$\displaystyle \Vert M \Vert \le \sum_i t_i = \frac{\mathrm{vol}(M)}{\nu_n - \epsilon}$

Taking ${\epsilon}$ to zero, we get the theorem.

1.3. Part 3 (Finishing the proof of Mostow Rigidity

We know that for all ${\epsilon>0}$ , there is a cycle ${C_\epsilon}$ representing ${[M]}$ such that every simplex is geodesic with side lengths in ${[L-2d, L+2d]}$ , and the simplices are almost equi-distributed. Now, if ${f:M\rightarrow N}$ , and ${C}$ represents ${[M]}$ , then ${\mathrm{str}(f(C))}$ represents ${[N]}$ , as ${f}$ is a homotopy equivalence.

We know that ${\tilde{f}}$ extends to a map ${\mathbb{H}^n \cup S_{\infty}^{n+1} \rightarrow \mathbb{H}^n \cup S_{\infty}^{n+1}}$ . Suppose that there is an ${n+1}$ tuple in ${S_{\infty}^{n+1}}$ which is the vertices of an ideal regular simplex. The map ${\tilde{f}}$ takes (almost) regular simplices arbitrarily close to this regular ideal simplex to other almost regular simplices close to an ideal regular simplex. That is, ${\tilde{f}}$ takes regular ideal simplices to regular ideal simplices. Visualizing in the upper half space model for dimension 3, pick a regular ideal simplex with one vertex at infinity. Its vertices form an equilateral triangle in the plane, and ${\tilde{f}}$ takes this triangle to another equilateral triangle. We can translate this simplex around by the set of reflections in its faces, and this gives us a dense set of equilateral triangles being sent to equilateral triangles. This implies that ${\tilde{f}}$ is conformal on the boundary. This argument works as long as the boundary sphere is at least 2 dimensional, so this works as long as ${M}$ is 3-dimensional.

Now, as ${\tilde{f}}$ is conformal on the boundary, it is a conformal map on the disk, and thus it is an isometry. Translating, this means that the map conjugating the deck group ${\pi_1(M)}$ to ${\pi_1(N)}$ is an isometry of ${\mathbb{H}^n}$ , so ${f}$ is actually an isometry, as desired. The proof is now complete.

3 Responses to Hyperbolic Geometry Notes #5 – Mostow Rigidity

Katie Smith says:

April 13, 2011 at 1:25 am

Symbols are really making me sick. Just looking at the whole article makes me want to dose off.

Immunization Schedule says:

May 15, 2011 at 11:43 pm

The author, aldenwalker, is doing a good job showing us about hyperbolic geometry. This is really a good example to show. This site is like a mathematics textbook, I would suggest you migrate to a private domain.

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